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RegulatoryOctober 5, 2026

Potential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Investor Status

Issued by Securities and Exchange Commission

What the record says

Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating passage of an accredited investor exam (the "Exam") to be developed by the Financial Industry Regulatory Authority, Inc. ("FINRA") as qualifying natural persons for accredited investor status.

This is a factual description of what was issued or decided, not an assessment of it.

Potential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Investor Status · Civibrief